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Stavins on Another Copenhagen Outcome: Serious Questions About the Best Institutional Path Forward

This guest post by Robert Stavins, Director of the Harvard Environmental Economics Program, was first published here.

Whether you like it or not, for the time being the most important product of the December meeting in Copenhagen of the Fifteenth Conference of the Parties (COP-15) of the United Nations Framework Convention on Climate Change (UNFCCC) is the “Copenhagen Accord,” which I assessed in my December 20th blog post (“What Hath Copenhagen Wrought?“).  In the long term, however, it is quite possible that another outcome of the December meetings may prove to be equally or more consequential.  I’m referring to the decreased credibility of the UNFCCC as the major institutional venue for international climate policy negotiation and implementation.

One has to be cautious about taking too seriously some of the assertions that have been made in the printed press and the blogosphere about the death of the UNFCCC, partly because many of those commentaries come from people in the press and NGOs who – like me – suffered in Copenhagen because of the terrible logistics provided by the UNFCCC, which kept thousands of people standing outside in the bitter cold for 8 hours waiting to receive their credentials (for which they had been pre-registered) only to be turned away from the Bella Center.  I’ve written about that in my December 18th blog post (Chaos and Uncertainty in Copenhagen?).  However, the problems with the UNFCCC that became so apparent in Copenhagen are more fundamental than the logistical failures.

Problems with the UNFCCC Process

The two weeks of COP-15 illustrated four specific problems, most of which were apparent long before the Copenhagen meetings.  First, the UNFCCC process involves too many countries – about 196 at last count “” to allow anything of real significance to be achieved.  As my colleague, Professor Jeffrey Frankel, observed in a panel session in which he and I participated at the ASSA meetings in Atlanta, “it’s difficult enough to reach agreement in a room with 30 people, let alone close to 200.”  What is particularly striking about involving 196 parties in the discussion of international climate change policy is the reality that just 20 of them account for about 90% of global emissions!

The second problem – again, illustrated in spades at the Copenhagen sessions – is that the UN culture tends to polarize many discussions into two factions:  the developed world versus the developing world.  This is troubling, because the world is much more diverse than such a dichotomous distinction would suggest.  Clearly, emerging economies such as China, India, Brazil, Korea, Mexico, and South Africa have more in common – along some key economic dimensions – with some countries in the so-called developed world than they do with the poorest developing countries, such as those of sub-Saharan Africa.

The third problem is that the voting rules of the UNFCCC process require consensus for nearly all decisions, that is, unanimity.  It was lack of unanimity, by the way, which resulted in the Conference not “adopting” the Copenhagen Accord, but rather “noting” it.  After all, only 190 of 196 countries voted to adopt it.  Six nations voted in opposition, ironically accusing the 190 of “undemocratic procedures:”  Bolivia, Cuba, Nicaragua, Sudan, Tuvalu, and Venezuela.

Fourth and finally, the UNFCCC leadership in Copenhagen was – to phrase it politely – problematic, not only administratively, but substantively as well, according to delegates from a diverse set of countries.

These problems (as well as others on which readers will probably comment) have caused many observers (as long as eight to ten years ago in the case of some academic economists and political scientists) to question whether the UNFCCC is the best institutional venue for productive negotiations and action on global climate change policy, or at least whether it ought to be the sole venue.  So, what are the possible alternatives?

Potential Alternative or Supplementary Institutional Venues

One promising venue was initiated in 2007 by the Bush administration as the “Major Emitter Meetings” – the “MEM process.”  It was roundly condemned by environmental advocacy groups and by many supporters of the UNFCCC process.  Greenpeace labeled it a “dead-end diversion” – “an attempt by the Bush Administration to deflect international criticism on their do nothing attitude on climate change.”  Whether or not that was the Bush administration’s cynical motivation, the fact remains that it was a sensible venue for discussion.

Fortunately, the Obama administration recognized that this was a promising approach, adopted it, changed its name to the Major Economies Forum on Energy and Climate, and continued the process, now commonly referred to as the “MEF.”  Several meetings have taken place – in Washington, Paris, and Mexico City – bringing together Australia, Brazil, Canada, China, the European Union, France, Germany, India, Indonesia, Italy, Japan, Korea, Mexico, Russia, South Africa, the United Kingdom, and the United States.  Those 17 countries and regions account for about 90% of global emissions.  The U.S. Deputy National Security Advisor for International Economic Affairs, Michael Froman, chairs the meetings.  Naturally, some nations (and some advocates) are concerned about a small set of large countries reaching decisions; and no doubt some are not comfortable with a process chaired by the United States.

Another conceivable institutional venue would be the G-20, the “Group of Twenty Finance Ministers and Central Bank Governors,” established in 1999 to bring together the leading industrialized and developing economies to discuss key issues.  They recently turned their attention to climate change policy (in Pittsburgh in September, 2009).  The make-up of this group is similar to that of the MEF, but there are differences:  Argentina, Australia, Brazil, Canada, China, France, Germany, India, Indonesia, Italy, Japan, Korea, Mexico, Russia, Saudi Arabia, South Africa, Turkey, the United Kingdom, and the United States.  For some people, the good news about the G-20 playing a key role as a venue for negotiations is the presence of economic thinking; of course, this is precisely what troubles many others.

No doubt, there are other conceivable multilateral negotiations that could be convened, as well as bilateral approaches, including, of course, ongoing talks between China and the United States.

Don’t Nail Shut the Coffin

Anyone who predicts the death of the UNFCCC is probably letting their hopes infect their prognostication.  It is simply much too soon for obituaries for this important and quite durable institution.

The Kyoto Protocol continues at least until the end of its first commitment period, that is, through 2012.  The Clean Development Mechanism (CDM) and annual national reporting functions (such as those that are key parts of the Copenhagen Accord) are likely to work through the United Nations, most likely the UNFCCC.

Also, the UNFCCC has a very large constituency of support, including at a minimum most, if not all, of the G-77 group of developing countries, which actually numbers much closer to 140.  In addition, the UNFCCC has tremendous international legitimacy, and is potentially key for implementation, no matter what the venue may be for initial negotiation.

The Path Forward

Whether the next steps in international deliberations should be under the auspices of the UNFCCC or some smaller deliberative body, such as the MEF or the G-20, is an important and open question.  Given the necessity of achieving consensus in the United Nations processes as currently defined and the open hostility of a small set of countries, other bilateral and multilateral discussions could be an increasingly attractive route, at least over the short term.

There are many questions, however, that need to be addressed before anyone can identify the best institutional venue (or venues) for international climate negotiations and action.  Such questions are now among the major foci of research by the Harvard Project on International Climate Agreements.  More about this in future posts.

Related Post:

7 Responses to Stavins on Another Copenhagen Outcome: Serious Questions About the Best Institutional Path Forward

  1. It is what it is, and as you note in the “related post” section above I don’t like it all that much. Still, it provides useful clarity. Seems to me like the embodiment of the ‘you break it, you bought it’ paradigm–if the US and China want to solve this on their own without all those pesky small countries, then they best actually solve it. And hopefully “solving it” from their point of view won’t mean submerging island nations, leaving large parts of Africa to wither in the heat, and so on. So now’s the time to figure out how to put enough pressure on them to make it actually happen.

  2. Leif says:

    The credibility of the United States to play a meaningful roll in these negotiations is severely limited by our insistence to put the “economy” first. The “economy” will in fact be unrecognizable by any definition in what, 50 years? with a current projected sea level rise of as much as a meter, 100 years? with SLR perhaps twice that? Farm land laid to waste?, water sources disrupted? Our current “economy” has been been “successful”? because of our insatiable consumption and total, corporate promoted, disregard for polluted air, water, seas, ecosystems, humanities’ survival! to this day and fighting with ALL the resources at their disposal to preserve and perpetuate the status quo. So if we take as a “given” as I do and consensus science supports, that the present course is full speed toward the rocks a rational course correction is warranted. HUMANITY FIRST!!!…

  3. Larry Coleman says:

    This appears to be another of those pesky paradoxes: the best way of avoiding the warming that threatens the small nations could well be to exclude them (and other minor emitters) from the strategy sessions. If the major emitters have trouble agreeing on real change, then certainly a larger number of countries will have an even smaller chance of success. The more filters in a stack, the less light that comes out the end.

  4. Peter Wood says:

    Obtaining consensus can be a difficult and time consuming process. A key difficulty is that it only requires one participant to block consensus. At COP 15, discussion on possible legally binding treaties was blocked by China, India, and Saudi Arabia. Smaller fora could be useful, because there would be less possible blockers. The MEF in particular does not contain any OPEC members, who often play a blocking role.

    However, it is important not to sideline the UNFCCC negotiations. There are many countries, such as small island states, who will be significantly affected by climate change and do not have a voice in fora such as the MEF. An advantage of the UNFCCC process is that it is much more transparent than other processes – it may be the case that discussion on legal form was blocked by Saudi Arabia, India, and China, but the whole world knows that. I could say the same thing about Japan supported by Russia and Canada putting the second commitment period of the Kyoto Protocol into question, or many other things.

    It also should not be forgotten that despite the venue being too small, negotiators and almost everyone else being stuck in lines outside in the morning, poor chairing from the Danish Prime Minister, tit-for-tat walkouts, and running out of time, we ended up with an accord and some progress on the Bali Action Plan. And despite its many flaws, the Kyoto Protocol is still far more comprehensive than anything negotiated outside of the UNFCCC. The UN process led to the negotiation of the Montreal Protocol on Ozone Depleting Substances, arguably the most successful environmental treaty in history.

    The UNFCCC process has lead to a lot of detailed consensus agreement on issues such as emissions accounting and the CDM. If the Bali Action Plan is completed then many other technical issues will be sorted out. A comparison of the UNFCCC website with the MEF website shows that what has come from the UNFCCC process is vastly more comprehensive. Fora such as the MEF and G20 are very important, but they are complements to the UNFCCC rather than substitutes.

  5. Mossy says:

    Leif, you’re right about the economy. There are limits to growth on a limited globe. We need new economic and social schemes that reward sustainability. We need to think circularly, instead of linearly. And we need to transform society to this new model quickly, a formidable task.

  6. Too Many – Not Enough.
    Copenhaguen showed many things. First one is that experts and bureaucrats are important people. Even us through Internet are important people. Leader should filter the best decisions. Then they may agree Our leader have difficulty to act when things are not well prepared in advance.
    This was not done. The Danish basked looks empty.
    Controlling climate change is a matter of law, research and technology. One person I know suggested a small computer that leads the driver to green driving. With further additives, it cuts road consumption by an average of 20%.
    The European Transposition Institute has suggested a Global Climate Change Control Plan. It was submitted to the 23 November European Council of Ministers.
    Like the previous example, it tends not to put up words and figures but to apply, through computers and twinnings, the European model that succeeded so well in the past. Have a look at : http://dirlablogger.blogspot.com/2010/01/6-control-of-climate-change.html.
    We shall overcome. Yes, we can.

  7. NIKOLOV says:

    I had a glance at the Global Climate Change Plan, and the only question that comes out of it is : “WHY?”
    Why haven’t we heard anything, while Copenhagen Summit will historically remain as a “Dead End” ?
    The implementation of EU “Climate and Energy Pack” in Europe, and its extension to the rest of the world should have been the main Topic of the agenda.
    Indeed, this Plan could fulfil a World Wide achievement within 4 years (2010-2013).
    OMG !!! Could I sign for the Petition ? Because, all our Leaders give the lazily impression to wait and see (Climate Ultimatum will be examined in Mexico Round or later…), to refresh the “Planet Countdown”…

    By the way, what is “green driving” and its “further additives” ?
    Given that a quick answer to our Climate Ultimatum, even very small, will require everybody’s action, we would have better started Yesterday (at Copenhaguen better than Mexico)…

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